Analysis of recent SFC actions for breaches of SFC Code of Conduct, SFO & FMCC. Our regulatory lawyers explain the risks and compliance necessities.
HK Court imposes 6-year director ban for breach of duties under SFO s.214. Key lessons on financial oversight & disclosure for listed companies
Facing SFC enforcement? Learn critical lessons from SFC v Chen Li-Jun and how YTL LLP defends directors against disqualification.
A recent criminal conviction of a Hong Kong Responsible Officer underscores critical SFC notification obligations.
Seasonsed white-collar crime defense & enforcement team. We provide tailored solutions assigned with regulatory expectations.
We highlight some of the legal risks; compliance tips; self-reporting obligations; and recent enforcement cases.
Explore key compliance risks from Hong Kong’s recent case that involved director's duties, disclosure obligations, allegations of fraud. Learn how YTL LLP we can help safeguard your business.
Explore the intricacies of legal professional privilege and its implications for internal investigations, emphasizing the critical aspects of confidentiality and compliance. This notes also discuss practical insights tailored for in-house counsel.
Discover key insights on Hong Kong's secrecy provisions and essential steps to take when facing an investigation. Protect your rights and navigate compliance effectively.