Avoid SFC Investigations: Legal Risks for Licensed Individuals and Corporations
We highlight some of the legal risks; compliance tips; self-reporting obligations; and recent enforcement cases.
Alert – Directors | How Breach of Listing Rules Led to Criminal Liability
Explore key compliance risks from Hong Kong’s recent case that involved director's duties, disclosure obligations, allegations of fraud. Learn how YTL LLP we can help safeguard your business.
Understanding Legal Professional Privilege: Insights for Internal Investigations in Hong Kong
Explore the intricacies of legal professional privilege and its implications for internal investigations, emphasizing the critical aspects of confidentiality and compliance. This notes also discuss practical insights tailored for in-house counsel.
Guide to Secrecy Provisions in Hong Kong: What to Do When Under Investigation
Discover key insights on Hong Kong's secrecy provisions and essential steps to take when facing an investigation. Protect your rights and navigate compliance effectively.
SFC’s continuous efforts to ensure asset managers’ compliance with regulations
YTL LLP's observations on Hong Kong Securities and Futures Commission recent efforts in ensuring asset managers' compliance with regulations
Suspect arrested in SG to face securities fraud charge in HK
This article discusses the recent SFC's collaboration with Singapore Police Force in arresting a fugitive ramp-and-dump suspect in Singapore, to face securities fraud charges in Hong Kong
How to handle SFC investigations and interviews?
This article discusses how to handle SFC investigations and interviews when an investigator knocks at your door.
What To Do and Not Do When Arrested
Understand your rights when arrested, so you can stay calm and not inadvertently make things worse.
Latest Trends in Hong Kong SFC Enforcement: Key Insights and Developments
YTL LLP's observations on Hong Kong Securities and Futures Commission recent enforcement trends - Ramp and Dump, Freezing Junction and more