SFC’s continuous efforts to ensure asset managers’ compliance with regulations
YTL LLP's observations on Hong Kong Securities and Futures Commission recent efforts in ensuring asset managers' compliance with regulations
Anti-Money Laundering (AML) Services: Expert Outsourcing Solutions for Compliance and Risk Management
Maximize your compliance and efficiency with our Anti-Money Laundering (AML) outsourcing services. Streamline operations, reduce costs, and access expert resources to navigate complex regulations. Ensure transparency and mitigate risks effectively while focusing on your core business objectives. Discover how outsourcing AML can enhance your operational resilience today!
Unlock Capital V: Clearing Systems in Bond and Securities Markets
This article explains the key features of clearing systems in both domestic and cross-border markets for bonds.
Suspect arrested in SG to face securities fraud charge in HK
This article discusses the recent SFC's collaboration with Singapore Police Force in arresting a fugitive ramp-and-dump suspect in Singapore, to face securities fraud charges in Hong Kong
M&A – Closing the Gaps
Closing the gap in valuation of the target company is crucial for successful deals. This articles briefly explains the common methods used in closing the valuation gaps in an M&A transaction
Unlock Capital IV: High Yield Bonds
This article explains the key features of high yield bonds (also known as junk bonds), and its significance in the bonds market in Asia.
Unlock Capital III: Bond Ratings and the Secondary Market
This article explains the significance of bond ratings and provide some background on the secondary market for bonds
Unlock Capital II: Fixed-rate and Floating-rate Bonds
This article explains the key features, advantages and disadvantages of fixed-rate bonds and floating-rate bonds.
Unlock Capital I: Issuing Bonds in Hong Kong
Corporate bonds are a powerful tool for companies seeking to raise capital without diluting ownership. These debt securities, issued by companies, offer periodic interest payments (coupons) and a commitment to return the principal amount at maturity.