White Collar Litigation & Investigations
/ White Collar Litigation & Investigations
We represent corporations and their executives, public officials and individuals in a variety of prosecutions. Our highly experienced litigators regularly conduct and advise clients with respect to internal investigations involving suspected violations of anti-corruption laws.
We cover every phase of corporate compliance and regulatory enforcement in key areas, such as securities fraud, anti-money-laundering and anti-corruption. We often handle matters involving frauds and parallel criminal and regulatory investigations, as well as related civil litigation.
Areas of Practice:
/ Disputes Resolution
Defend companies, officers and directors for alleged violations of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance. We routinely advise companies, securities houses on “know your customer” requirements and assist with conducting due diligence on new and existing customer relationships. Anti-Money Laundering –
Securities Fraud –
Defend companies, officers and directors, professional services providers, securities firms and their personnel in investigative and enforcement actions by The Stock Exchange of Hong Kong Limited, the Securities and Futures Commission, the Hong Kong Police Force and other governmental agencies. Our representation includes matters involving financial accounting fraud, stock manipulation, insider trading and disclosure fraud. Represent clients in ICAC investigations alleging violations of the Prevention of Bribery Ordinance. In addition, we assist clients with internal investigations to ensure they are compliant with rules and regulations and alleged wrongful conduct by employees. Corruption Investigation –