LLP Law Firm Practice
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Securities / Securities We advise public and private companies in connection with a wide range of securities law compliance and securities transactional matters.

Our expertise includes the following areas:
Home/ Practice / Corporate and Commercial • Licensing application requirements
• Regulatory compliance
• Placing agent agreements Brokers/Dealers : Capital Raising : • Initial public offerings
• Public offerings of debt and equity
• Private placements of debt and equity
• PIPES (private investment in public equity)
• Series Seed / “Friends and Family” investment rounds
• Structuring and documenting deals with VC firms
Public Companies : • HKEx reporting requirements
• Corporate governance matters
• Takeovers and shares buy back
• Employee share options schemes Private Companies : • Choice of entity
• Financing solutions
• Shareholder Agreements
• Employee equity compensation plans