Securities
/ Securities
We advise public and private companies in connection with a wide range of securities law compliance and securities transactional matters.
Our expertise includes the following areas: Home/
Practice
/ Corporate and Commercial
• Licensing application requirements
• Regulatory compliance
• Placing agent agreements
Brokers/Dealers :
Capital Raising :
• Initial public offerings
• Public offerings of debt and equity
• Private placements of debt and equity
• PIPES (private investment in public equity)
• Series Seed / “Friends and Family” investment rounds
• Structuring and documenting deals with VC firms Public Companies :
• HKEx reporting requirements
• Corporate governance matters
• Takeovers and shares buy back
• Employee share options schemes
Private Companies :
• Choice of entity
• Financing solutions
• Shareholder Agreements
• Employee equity compensation plans