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Slide Compliance Counseling / Compliance Counseling
We work closely with boards, individual directors, in-house counsel, board committee, fund managers, senior executives and company secretaries to advise on the implications of governance rules and regulations.

Our expertise covers directors’ duties and responsibilities, conflicts management, continuous disclosure obligations, conduct and decisions, responses to regulatory investigations, responses to internal investigations, periodic reporting, general meetings, and other stakeholders engagement, constitutions and committee charters, regulatory compliance systems, remuneration and incentive plans, D&O, and indemnity and insurance.

Our team is fully integrated with specialists in our corporate, disputes, competition, restructuring, employment relations and other practice areas, and we have experience dealing with a variety of key stakeholders and regulators, including The Stock Exchange of Hong Kong Limited, the Securities and Futures Commission, the Insurance Authority, the Competition Commission, and the Consumer Council.

Our market knowledge and extensive experience help ensure that we are able to be provide timely and tailored advice and be an effective part of any advisory team.

Home/ Practice / Corporate and Commercial Our Compliance counselling lawyers have extensive experience in advising private and public companies, institutions, and not-for-profits across a range of industries in relation to corporate governance and advisory matters.