{"id":7364,"date":"2024-05-18T20:55:58","date_gmt":"2024-05-18T12:55:58","guid":{"rendered":"https:\/\/hkytl.com\/?p=7364"},"modified":"2024-05-18T20:56:37","modified_gmt":"2024-05-18T12:56:37","slug":"latest-trends-in-hong-kong-sfc-enforcement-key-insights-and-developments","status":"publish","type":"post","link":"https:\/\/hkytl.com\/cn\/2024\/05\/18\/latest-trends-in-hong-kong-sfc-enforcement-key-insights-and-developments\/","title":{"rendered":"\u9999\u6e2f\u8bc1\u76d1\u4f1a\u6267\u6cd5\u7684\u6700\u65b0\u8d8b\u52bf\uff1a\u4e3b\u8981\u89c1\u89e3\u548c\u53d1\u5c55"},"content":{"rendered":"<div data-elementor-type=\"wp-post\" data-elementor-id=\"7364\" class=\"elementor elementor-7364\" data-elementor-settings=\"{&quot;ha_cmc_init_switcher&quot;:&quot;no&quot;}\" data-elementor-post-type=\"post\">\n\t\t\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-2d068eb4 elementor-section-boxed elementor-section-height-default 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<a href=\"https:\/\/www.sfc.hk\/-\/media\/EN\/assets\/components\/codes\/files-current\/web\/codes\/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission\/Code_of_conduct-Jan-2024_Eng-Final-with-Bookmark_20240119.pdf?rev=58cb723ff0494f168d908fc5e061b9d5\">\u300a\u8bc1\u5238\u53ca\u671f\u8d27\u4e8b\u52a1\u76d1\u5bdf\u59d4\u5458\u4f1a\u6301\u724c\u4eba\u6216\u6ce8\u518c\u4eba\u64cd\u5b88\u51c6\u5219\u300b<\/a> (<strong>\u300a\u64cd\u5b88\u5b88\u5219\u300b\uff09<\/strong>\u300b\u4f5c\u4e3a\u5546\u53f7\u7684\u6301\u724c\u4eba\u6216\u6ce8\u518c\u4eba\u6709\u4e49\u52a1\u7acb\u5373\u5411\u8bc1\u76d1\u4f1a\u6c47\u62a5\u4e25\u91cd\u8fdd\u53cd\u6216\u4e0d\u9075\u5b88\u6cd5\u4f8b\u6216\u89c4\u4f8b\u7684\u884c\u4e3a\uff0c\u5305\u62ec\u6000\u7591\u5ba2\u6237\u7684\u5e02\u573a\u5931\u5f53\u884c\u4e3a\u3002\u5982\u6709\u7591\u95ee\uff0c\u4f60\u5e94\u8be5\u8c28\u614e\u884c\u4e8b\u5e76\u5bfb\u6c42\u6cd5\u5f8b\u610f\u89c1\u3002<\/p><p><strong>\u8bc1\u76d1\u4f1a\u6700\u8fd1\u9488\u5bf9\u4e2a\u4eba\u91c7\u53d6\u7684\u5176\u4ed6\u6267\u6cd5\u884c\u52a8\u6216\u6cd5\u5f8b\u7a0b\u5e8f<\/strong><\/p><ul><li><a href=\"https:\/\/apps.sfc.hk\/edistributionWeb\/gateway\/EN\/news-and-announcements\/news\/enforcement-news\/doc?refNo=24PR82\">\u5185\u5e55\u4ea4\u6613<\/a> - 2024\u5e745\u6708\uff0c\u8bc1\u76d1\u4f1a\u5bf9\u4e00\u5bb6\u5bf9\u51b2\u57fa\u91d1\u7ba1\u7406\u516c\u53f8\u3001\u5176\u6295\u8d44\u603b\u76d1\u517c\u8463\u4e8b\u4ee5\u53ca\u4e00\u540d\u524d\u4ea4\u6613\u5458\u5c55\u5f00\u5211\u4e8b\u6cd5\u5f8b\u7a0b\u5e8f\uff0c\u6307\u4ed6\u4eec\u5728\u4e00\u5b97\u5927\u624b\u4ea4\u6613\u524d\uff0c\u5c31\u4e00\u5bb6\u5728\u9999\u6e2f\u4e0a\u5e02\u7684\u516c\u53f8\u7684\u80a1\u4efd\u8fdb\u884c\u5185\u5e55\u4ea4\u6613\u3002<\/li><li><a href=\"https:\/\/apps.sfc.hk\/edistributionWeb\/gateway\/EN\/news-and-announcements\/news\/doc?refNo=24PR90\">\u865a\u5047\u4ea4\u6613<\/a> - 2024 \u5e74 5 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\u6708\uff0c\u7ecf\u8bc1\u76d1\u4f1a\u8c03\u67e5\u540e\uff0c\u9999\u6e2f\u6cd5\u9662\u88c1\u5b9a\u4e00\u540d\u4e2a\u4eba\u6295\u8d44\u8005\u8fdb\u884c\u6d89\u53ca\u975e\u6cd5\u5356\u7a7a\u7684\u8bc1\u5238\u6b3a\u8bc8\u7f6a\u540d\u6210\u7acb\uff0c\u5e76\u5224\u5904\u5979\u76d1\u798118\u4e2a\u6708\u3002<\/li><\/ul><p><strong>\u8d54\u507f\u4ee4\u5f85\u51b3\u671f\u95f4\u7684\u4e34\u65f6\u8d44\u4ea7\u51bb\u7ed3\u5f3a\u5236\u4ee4<\/strong><\/p><p>\u6700\u8fd1\uff0c\u8bc1\u76d1\u4f1a\u5411\u9999\u6e2f\u6cd5\u9662\u53d6\u5f97\u9488\u5bf9\u4e00\u540d\u4e2a\u4eba\u7684 <a href=\"https:\/\/apps.sfc.hk\/edistributionWeb\/gateway\/EN\/news-and-announcements\/news\/enforcement-news\/doc?refNo=24PR84\">\u4e34\u65f6\u5f3a\u5236\u4ee4<\/a> 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more<\/p>","protected":false},"author":206252482,"featured_media":7375,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_crdt_document":"","_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2},"_wpas_customize_per_network":false},"categories":[1402,1484,1404,1469,1396],"tags":[],"class_list":["post-7364","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-corporate","category-crime","category-dispute-resolution","category-regulatorycompliance","category-regulatory-investigations","entry","has-media"],"aioseo_notices":[],"yoast_head":"<!-- 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