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\"\u7684\u5b9a\u4e49\u4e2d\u51fa\u73b0\u4e86\u4e24\u6b21\u3002<\/li><li>\u4e60\u60ef\u4e8e\u6216\u53ef\u80fd\u4f1a\u4e70\u5356\u516c\u53f8\u4e0a\u5e02\u8bc1\u5238\u7684\u4eba\u5458\u7c7b\u522b\u3002<\/li><li>\u201c\u91cd\u5927\"\u7684\u542b\u4e49\u3002<\/li><li>\u4fe1\u606f\u5e7f\u4e3a\u4eba\u77e5\u540e\u4ea7\u751f\u7684\u5f71\u54cd\u548c\u53cd\u5e94\u3002<\/li><\/ol><p><em><strong>\u5e02\u573a\u5931\u5f53\u884c\u4e3a\u5ba1\u67e5\u5904\u7684\u51b3\u5b9a<\/strong><\/em><\/p><p>\u5728\u53d1\u8fd8\u8046\u8baf\u4e2d\uff0c\u5e02\u573a\u5931\u5f53\u884c\u4e3a\u5ba1\u88c1\u5904\u8ba4\u4e3a\uff1a<\/p><ul><li>\u8003\u8651\u5230\u672a\u62ab\u9732\u4fe1\u606f\u5bf9\u7f8e\u4e9a\u80a1\u4efd\u6f5c\u5728\u4e70\u5bb6\u548c\u5356\u5bb6\u7684\u7d2f\u79ef\u5f71\u54cd\uff08\u5373\u4f7f\u8fd9\u4e9b\u4fe1\u606f\u5df2\u88ab\u6682\u505c\u62ab\u9732\uff09\uff0c\u672a\u62ab\u9732\u4fe1\u606f\uff08\u6709\u5173\u8d8a\u5357\u9879\u76ee\u7684\u4fe1\u606f\u9664\u5916\uff09\u5f88\u53ef\u80fd\u4f1a\u5bf9\u7f8e\u4e9a\u80a1\u4efd\u7684\u4ef7\u683c\u4ea7\u751f\u91cd\u5927\u5f71\u54cd\u3002\u56e0\u6b64\uff0c\u6839\u636e\u300a\u8bc1\u5238\u53ca\u671f\u8d27\u6761\u4f8b\u300b\uff0c\u672a\u62ab\u9732\u4fe1\u606f\u6784\u6210 \"\u5185\u5e55\u4fe1\u606f\"\u3002\u00a0<\/li><li>\u7f3a\u4e4f\u4e0e\u62ab\u9732\u5185\u90e8\u4fe1\u606f\u7684\u6cd5\u5b9a\u8981\u6c42\u76f8\u5173\u7684\u4e66\u9762\u6307\u5357\u548c\/\u6216\u5185\u90e8\u63a7\u5236\u653f\u7b56\uff0c\u5bfc\u81f4\u5176\u8fdd\u53cd\u62ab\u9732\u8981\u6c42\u3002<\/li><li>\u975e\u6267\u884c\u8463\u4e8b\u4e0e\u6267\u884c\u8463\u4e8b\u8d1f\u6709\u540c\u6837\u7684\u8c28\u614e\u3001\u6280\u80fd\u548c\u53d7\u6258\u8d23\u4efb\uff0c\u4f46\u6267\u884c\u8463\u4e8b\u5728\u76d1\u7763\u5185\u90e8\u51c6\u5219\u548c\u7a0b\u5e8f\u7684\u6b63\u786e\u5e94\u7528\u65b9\u9762\u8d1f\u6709\u66f4\u5927\u7684\u8d23\u4efb\uff0c\u4ee5\u786e\u4fdd\u4efb\u4f55\u6f5c\u5728\u7684\u5185\u90e8\u4fe1\u606f\u90fd\u80fd\u63d0\u4ea4\u8463\u4e8b\u4f1a\u3002<\/li><li>\u4e0a\u5e02\u6cd5\u56e2\u7684\u9ad8\u7ea7\u804c\u5458\u88ab\u544a\u77e5\uff0c\u4ed6\u4eec\u6709\u8d23\u4efb \"\u5efa\u7acb\u5e76\u7ef4\u6301\u9002\u5f53\u6709\u6548\u7684\u5236\u5ea6\u548c\u7a0b\u5e8f\"\uff0c\u4ee5\u8bc6\u522b\u53ef\u80fd\u5c5e\u4e8e\u5185\u5e55\u6d88\u606f\u7684\u4fe1\u606f\uff0c\u5e76\u5728\u8bc6\u522b\u540e\u5c06\u5176\u63d0\u4ea4\u8463\u4e8b\u4f1a\uff0c\u7531\u8463\u4e8b\u4f1a\u8bc4\u4f30\u662f\u5426\u9700\u8981\u62ab\u9732\u8fd9\u4e9b\u4fe1\u606f\u3002<\/li><li>\u6267\u884c\u8463\u4e8b\u548c\u975e\u6267\u884c\u8463\u4e8b\u90fd\u6ca1\u6709\u5bf9\u5ba1\u8ba1\u8fdb\u5ea6\u3001\u5ba1\u8ba1\u5458\u5173\u6ce8\u7684\u95ee\u9898\u8fdb\u884c\u6709\u610f\u4e49\u7684\u76d1 \u7763\uff0c\u4e5f\u6ca1\u6709\u5bf9\u5ef6\u8fdf\u5b8c\u6210\u5ba1\u8ba1\u7684\u539f\u56e0\u8fdb\u884c\u8c03\u67e5\u3002<\/li><li>\u5173\u4e8e\u7f8e\u4e9a\u7684\u8d22\u52a1\u603b\u76d1\u548c\u516c\u53f8\u79d8\u4e66\uff1a<ul><li>\u5e02\u573a\u5931\u5f53\u884c\u4e3a\u5ba1\u88c1\u5904\u8ba4\u4e3a\uff0c\u5728\u6743\u8861\u5404\u79cd\u53ef\u80fd\u6027\u540e\uff0c\u8d22\u52a1\u603b\u76d1\u548c\u516c\u53f8\u79d8\u4e66\u4e5f\u8fdd\u53cd\u4e86\u300a\u8bc1\u5238\u548c\u671f\u8d27\u6761\u4f8b\u300b\u7b2c 307G(2)(a)\u548c(b)\u6761\u7684\u62ab\u9732\u8981\u6c42\uff0c\u5373\uff1a<ul><li>\u4ed6\u5728\u8f9e\u804c\u540e\u6ca1\u6709\u7acb\u5373\u63d0\u9192 \u7f8e\u4e9a\u8463\u4e8b\u4f1a\u5ba1\u8ba1\u5e08\u8f9e\u804c\u4ee5\u53ca\u9700\u8981\u53d1\u5e03\u516c\u544a\u7684\u884c\u4e3a\uff1b\u53ca<\/li><li>\u4f5c\u4e3a\u516c\u53f8\u79d8\u4e66\uff0c\u4ed6\u6ca1\u6709\u786e\u4fdd\u516c\u53f8\u5185\u90e8\u91c7\u53d6\u63aa\u65bd\u9632\u6b62\u516c\u53f8\u8fdd\u53cd\u62ab\u9732\u8981\u6c42\u3002<\/li><li>\u5e02\u573a\u5931\u5f53\u884c\u4e3a\u5ba1\u88c1\u5904\u8fd8\u8ba4\u4e3a\uff0c\u516c\u53f8\u79d8\u4e66\u6709\u4e3b\u8981\u8d23\u4efb\u786e\u4fdd\u6709\u4fdd\u969c\u63aa\u65bd\u9632\u6b62\u516c\u53f8\u8fdd\u53cd\u62ab\u9732\u8981\u6c42\uff0c\u800c\u62ab\u9732\u8981\u6c42\u5e76\u672a\u88ab\u8fdd\u53cd\u3002<\/li><\/ul><\/li><\/ul><\/li><\/ul><p><strong><em>\u5e02\u573a\u5931\u5f53\u884c\u6587\u5ba1\u88c1\u5904\u7684\u547d\u4ee4<\/em><\/strong><\/p><table><tbody><tr><td width=\"58\">\u00a0<\/td><td width=\"111\">\u00a0<\/td><td width=\"118\"><p><em>\u53d6\u6d88\u8d44\u683c\u4ee4\uff08\u6708\uff09<\/em><\/p><\/td><td width=\"98\"><p><em>\u76d1\u7ba1\u7f5a\u6b3e\uff08\u6e2f\u5143\uff09<\/em><\/p><\/td><td width=\"129\"><p><em>\u7eaa\u5f8b\u5904\u5206\u5efa\u8bae\u00a0<\/em><\/p><\/td><td width=\"87\"><p><em>\u57f9\u8bad\u4ee4\u00a0<\/em><\/p><\/td><\/tr><tr><td width=\"58\"><p>SP1<\/p><\/td><td width=\"111\"><p>\u7f8e\u4e9a<\/p><\/td><td width=\"118\"><p>&#8211;<\/p><\/td><td width=\"98\"><p>300,000<\/p><\/td><td width=\"129\"><p>&#8211;<\/p><\/td><td width=\"87\">\u00a0<\/td><\/tr><tr><td width=\"58\"><p>SP2<\/p><\/td><td width=\"111\"><p>\u8d22\u52a1\u603b\u76d1\/\u516c\u53f8\u79d8\u4e66<\/p><\/td><td width=\"118\"><p>30<\/p><\/td><td width=\"98\"><p>800,000<\/p><\/td><td width=\"129\"><p>\u5efa\u8bae\u4f1a\u8ba1\u4e0e\u8d22\u52a1\u62a5\u544a\u59d4\u5458\u4f1a\u5bf9\u7f8e\u4e9a\u7684\u524d\u516c\u53f8\u79d8\u4e66\u548c\u8d22\u52a1\u603b\u76d1\u91c7\u53d6\u7eaa\u5f8b\u5904\u5206\u3002<\/p><\/td><td width=\"87\"><p>\u662f<\/p><\/td><\/tr><tr><td width=\"58\"><p>SP3<\/p><\/td><td width=\"111\"><p>\u6267\u884c\u8463\u4e8b\/\u8463\u4e8b\u957f<\/p><\/td><td width=\"118\"><p>30<\/p><\/td><td width=\"98\"><p>800,000<\/p><\/td><td width=\"129\"><p>&#8211;<\/p><\/td><td width=\"87\"><p>\u662f<\/p><\/td><\/tr><tr><td width=\"58\"><p>SP4<\/p><\/td><td width=\"111\"><p>\u6267\u884c\u4e3b\u4efb\uff08\u8d1f\u8d23\u65e5\u5e38\u7ba1\u7406\uff09<\/p><\/td><td width=\"118\"><p>30<\/p><\/td><td width=\"98\"><p>800,000<\/p><\/td><td width=\"129\"><p>&#8211;<\/p><\/td><td width=\"87\"><p>\u662f<\/p><\/td><\/tr><tr><td width=\"58\"><p>SP5<\/p><\/td><td width=\"111\"><p>\u72ec\u7acb\u975e\u6267\u884c\u8463\u4e8b\u517c\u5ba1\u8ba1\u59d4\u5458\u4f1a\u4e3b\u5e2d<\/p><\/td><td width=\"118\"><p>24<\/p><\/td><td width=\"98\"><p>600,000<\/p><\/td><td width=\"129\"><p>&#8211;<\/p><\/td><td width=\"87\"><p>\u662f<\/p><\/td><\/tr><tr><td width=\"58\"><p>SP6<\/p><\/td><td width=\"111\"><p>\u6267\u884c\u8463\u4e8b<\/p><\/td><td width=\"118\"><p>20<\/p><\/td><td width=\"98\"><p>300,000<\/p><\/td><td width=\"129\"><p>&#8211;<\/p><\/td><td width=\"87\"><p>\u662f<\/p><\/td><\/tr><tr><td width=\"58\"><p>SP8<\/p><\/td><td width=\"111\"><p>\u6267\u884c\u8463\u4e8b<\/p><\/td><td width=\"118\"><p>20<\/p><\/td><td width=\"98\"><p>300,000<\/p><\/td><td width=\"129\"><p>&#8211;<\/p><\/td><td width=\"87\"><p>\u662f<\/p><\/td><\/tr><tr><td width=\"58\"><p>SP9<\/p><\/td><td width=\"111\"><p>\u975e\u6267\u884c\u8463\u4e8b<\/p><\/td><td width=\"118\"><p>20<\/p><\/td><td width=\"98\"><p>150,000<\/p><\/td><td width=\"129\"><p>&#8211;<\/p><\/td><td width=\"87\"><p>\u662f<\/p><\/td><\/tr><tr><td width=\"58\"><p>SP10<\/p><\/td><td width=\"111\"><p>\u72ec\u7acb\u975e\u6267\u884c\u8463\u4e8b\u517c\u5ba1\u8ba1\u59d4\u5458\u4f1a\u4f1a\u5458<\/p><\/td><td width=\"118\"><p>20<\/p><\/td><td width=\"98\"><p>300,000<\/p><\/td><td width=\"129\"><p>&#8211;<\/p><\/td><td width=\"87\"><p>\u662f<\/p><\/td><\/tr><tr><td width=\"58\"><p>SP11<\/p><\/td><td width=\"111\"><p>\u72ec\u7acb\u975e\u6267\u884c\u8463\u4e8b\u517c\u5ba1\u8ba1\u59d4\u5458\u4f1a\u4f1a\u5458<\/p><\/td><td width=\"118\"><p>20<\/p><\/td><td width=\"98\"><p>300,000<\/p><\/td><td width=\"129\"><p>&#8211;<\/p><\/td><td width=\"87\"><p>\u662f<\/p><\/td><\/tr><\/tbody><\/table><p>\u8be5\u51b3\u5b9a\u91cd\u7533\u4e86\u6301\u7eed\u5408\u89c4\u7684\u91cd\u8981\u6027\u3002 \u4e0a\u5e02\u516c\u53f8\u7684\u9ad8\u7ea7\u884c\u653f\u4eba\u5458\uff08\u4e0d\u8bba\u662f\u6267\u884c\u8463\u4e8b\u3001\u975e\u6267\u884c\u8463\u4e8b\u3001\u72ec\u7acb\u975e\u6267\u884c\u8463\u4e8b\u3001\u516c\u53f8\u79d8\u4e66\u6216\u8d22\u52a1\u603b\u76d1\uff09\u5728\u4e0a\u5e02\u6cd5\u56e2\u9075\u4ece\u89c4\u7ba1\u65b9\u9762\u62c5\u5f53\u91cd\u8981\u89d2\u8272\uff0c\u56e0\u6b64\uff0c\u4ed6\u4eec\u987b\u5c31\u5176\u884c\u4e3a\u6216\u4e0d\u4f5c\u4e3a\u627f\u62c5\u8d23\u4efb\u3002<\/p><p>\u6211\u4eec\u6240\u7684\u56e2\u961f\u4e13\u6ce8\u4e8e\u5408\u89c4\u76d1\u7ba1\u9886\u57df\u3002 \u51ed\u501f\u5728\u9999\u6e2f\u76d1\u7ba1\u9886\u57df\u7684\u591a\u5e74\u7ecf\u9a8c\uff0c\u6211\u4eec\u4e3a\u5ba2\u6237\u63d0\u4f9b\u5408\u89c4\u548c\u8c03\u67e5\u65b9\u9762\u7684\u8bc9\u8bbc\u548c\u975e\u8bc9\u8bbc\u6cd5\u5f8b\u610f\u89c1\u3002 \u6211\u4eec\u7684\u76d1\u7ba1\u5f8b\u5e08\u56e2\u961f\u7ecf\u9a8c\u4e30\u5bcc\uff0c\u7cbe\u901a\u6700\u65b0\u7684\u76d1\u7ba1\u53d1\u5c55\u52a8\u6001\uff0c\u80fd\u591f\u5e2e\u52a9\u5ba2\u6237\u9a7e\u9a6d\u590d\u6742\u7684\u76d1\u7ba1\u6846\u67b6\u3002\u7acb\u5373\u8054\u7cfb\u6211\u4eec\uff0c\u4e86\u89e3\u6211\u4eec\u5982\u4f55\u5e2e\u52a9\u60a8\u6216\u8d35\u516c\u53f8\u4fdd\u6301\u5408\u89c4\u5e76\u51cf\u514d\u76d1\u7ba1\u98ce\u9669\u3002<\/p><p style=\"font-variant-ligatures: normal; font-variant-caps: normal; font-family: Arial, sans-serif; font-size: 14px; font-style: normal; font-weight: 500; text-align: left;\"><img decoding=\"async\" data-recalc-dims=\"1\" style=\"font-size: 14px;\" src=\"https:\/\/i0.wp.com\/hkytl.com\/wp-content\/uploads\/2021\/05\/alfred-circle.png?resize=90%2C90&#038;ssl=1\" alt=\"best lawyer hong kong solicitor alfred leung\" width=\"90\" height=\"90\" \/>\u00a0\u00a0<\/p><p style=\"font-variant-ligatures: normal; font-variant-caps: normal; font-family: Arial, sans-serif; font-size: 14px; font-style: normal; font-weight: 500;\"><a style=\"font-size: 14px;\" href=\"https:\/\/hkytl.com\/cn\/alfred-leung\/\">\u6881\u5ef6\u8fbe<\/a>,\u00a0<span style=\"font-size: 14px;\">\u5408\u4f19\u4eba<\/span><\/p><p style=\"font-variant-ligatures: normal; font-variant-caps: normal; font-family: Arial, sans-serif; font-size: 14px; font-style: normal; font-weight: 500;\"><span style=\"font-size: 14px;\">\uff08\u7535\u90ae\uff1a\u00a0<\/span><a style=\"font-size: 14px;\" href=\"mailto:alfredleung@hkytl.com\">alfredleung@hkytl.com<\/a><span style=\"font-size: 14px;\">;\u00a0<\/span><span style=\"font-size: 14px;\">\u7535\u8bdd\uff1a<\/span><span style=\"font-size: 14px;\">: +852 3468 7202)<\/span><\/p><p style=\"font-variant-ligatures: normal; font-variant-caps: normal; font-family: Arial, sans-serif; font-size: 14px; font-style: normal; font-weight: 500;\"><span style=\"font-size: 14px; font-weight: 600;\"><em style=\"font-size: 14px;\">\u6881\u5ef6\u8fbe\u5f8b\u5e08\u4e8b\u52a1\u6240\u6709\u9650\u8d23\u4efb\u5408\u4f19\u662f\u4e00\u5bb6\u4e2d\u56fd\u9999\u6e2f\u7684\u5f8b\u5e08\u4e8b\u52a1\u6240\u3002\u8fd9\u7bc7\u6587\u7ae0\u7684\u5185\u5bb9\u4ec5\u662f\u6982\u62ec\u6027\u8d28\uff0c\u4e0d\u6784\u6210\u4efb\u4f55\u6cd5\u5f8b\u610f\u89c1\u3002<\/em><\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>","protected":false},"excerpt":{"rendered":"<p>\u5e02\u573a\u5931\u5f53\u884c\u4e3a\u5ba1\u88c1\u5904\u5c31\u4e0a\u5e02\u516c\u53f8\u53ca\u9ad8\u5c42\u6ca1\u6709\u53ca\u65f6\u62ab\u9732\u5185\u5e55\u4fe1\u606f\u65bd\u52a0\u5236\u88c1<\/p>","protected":false},"author":206252482,"featured_media":1267,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_crdt_document":"","_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2},"_wpas_customize_per_network":false},"categories":[1402,1404,1469,1396],"tags":[],"class_list":["post-6770","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-corporate","category-dispute-resolution","category-regulatorycompliance","category-regulatory-investigations","entry","has-media"],"aioseo_notices":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.1.1 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Late Disclosure of Inside Information - Event<\/title>\n<meta name=\"description\" content=\"Market Misconduct Tribunal sanctioned against listed company and senior officers for late disclosure of inside information. The Hong Kong Market Misconduct Tribunal held that the former senior executives (including, executive directors, non-executive directors, independent non-executive directors, and company secretary\/financial controller) have failed to disclose inside information as soon as reasonably practicable under the Securities and Futures Ordinance\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/hkytl.com\/cn\/2024\/01\/08\/latedisinsideinfo\/\" \/>\n<meta property=\"og:locale\" content=\"zh_CN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Late Disclosure of Inside Information - Event\" \/>\n<meta property=\"og:description\" content=\"Market Misconduct Tribunal sanctioned against listed company and senior officers for late disclosure of inside information. 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