When Financial Advice Becomes a Regulated Activity
That investing tip could cost you your freedom. The SFC is jailing unlicensed advisors. Are you giving advice or committing crimes?
CFA Reinforces Substance Over Form in Connected Transactions
CFA rules no direct contract required for connected transactions under LR 14A.25. Front parties trigger disclosure. Directors face fraud risk for concealment.
Perversion of Justice & Conspiracy: ICAC Investigations
Facing ICAC conspiracy charges? Understand perversion of justice & s159A defences. Contact our lawyers at YT LLP
SFC Intensifies Enforcement: A Critical Analysis of Recent Breaches of SFO, Code of Conduct & FMCC
Analysis of recent SFC actions for breaches of SFC Code of Conduct, SFO & FMCC. Our regulatory lawyers explain the risks and compliance necessities.
HK Court Disqualifies Director for Misfeasance & Non-Disclosure
HK Court imposes 6-year director ban for breach of duties under SFO s.214. Key lessons on financial oversight & disclosure for listed companies
HK Fraud Recovery: Guide to Reclaim Scammed Funds
Recover scammed funds in HK. YTL LLP secures same-day injunction and traces funds. 24/7 emergency help
HK Corporate Governance Rules 2025: Board Actions Guide
YTL LLP’s guide to HKEx CG Code 2025: Board actions for compliance by July 2025, covering INED tenure, diversity, and disclosures
SFC Enforcement Against Directors: Lessons & Defense Strategies
Facing SFC enforcement? Learn critical lessons from SFC v Chen Li-Jun and how YTL LLP defends directors against disqualification.
SFC Notification Obligations: Criminal Convictions & Compliance Lessons
A recent criminal conviction of a Hong Kong Responsible Officer underscores critical SFC notification obligations.