SFC Notification Obligations: Criminal Convictions & Compliance Lessons
A recent criminal conviction of a Hong Kong Responsible Officer underscores critical SFC notification obligations.
Mastering Arbitration Enforcement: Legal Strategies to Overcome Procedural Hurdles to Enforcing Your Awards
Discover how YTL LLP successfully enforced a New York Convention arbitral award in Hong Kong without the original arbitration agreement
Hong Kong’s continued focus to crack down on ramp-and-dump cases
Seasonsed white-collar crime defense & enforcement team. We provide tailored solutions assigned with regulatory expectations.
Avoid SFC Investigations: Legal Risks for Licensed Individuals and Corporations
We highlight some of the legal risks; compliance tips; self-reporting obligations; and recent enforcement cases.
Alert Directors | Attempt to Block Shareholders Requisition Led to Personal Liability
How a director can devise a defence strategy or deal with a shareholder requisition without breaching his fiduciary duties or led personal liability
Alert – Directors | How Breach of Listing Rules Led to Criminal Liability
Explore key compliance risks from Hong Kong’s recent case that involved director's duties, disclosure obligations, allegations of fraud. Learn how YTL LLP we can help safeguard your business.
YTL LLP strengthens Chinese law capability
YTL LLP welcomes Ms. Jin Ling, a seasoned Chinese attorney with expertise in cross-border transactions, M&A, IPO, and cross-border disputes resolution.
Understanding Legal Professional Privilege: Insights for Internal Investigations in Hong Kong
Explore the intricacies of legal professional privilege and its implications for internal investigations, emphasizing the critical aspects of confidentiality and compliance. This notes also discuss practical insights tailored for in-house counsel.
Suspect arrested in SG to face securities fraud charge in HK
This article discusses the recent SFC's collaboration with Singapore Police Force in arresting a fugitive ramp-and-dump suspect in Singapore, to face securities fraud charges in Hong Kong