How to Avoid a Criminal Conviction Record in Hong Kong
Facing charges in Hong Kong? Learn how an O.N.E. Bind-over order may help you avoid a criminal conviction record. Expert legal guidance available.
SFC Enforcement Against Directors: Lessons & Defense Strategies
Facing SFC enforcement? Learn critical lessons from SFC v Chen Li-Jun and how YTL LLP defends directors against disqualification.
SFC Notification Obligations: Criminal Convictions & Compliance Lessons
A recent criminal conviction of a Hong Kong Responsible Officer underscores critical SFC notification obligations.
Hong Kong’s continued focus to crack down on ramp-and-dump cases
Seasonsed white-collar crime defense & enforcement team. We provide tailored solutions assigned with regulatory expectations.
Avoid SFC Investigations: Legal Risks for Licensed Individuals and Corporations
We highlight some of the legal risks; compliance tips; self-reporting obligations; and recent enforcement cases.
Understanding Legal Professional Privilege: Insights for Internal Investigations in Hong Kong
Explore the intricacies of legal professional privilege and its implications for internal investigations, emphasizing the critical aspects of confidentiality and compliance. This notes also discuss practical insights tailored for in-house counsel.
Guide to Secrecy Provisions in Hong Kong: What to Do When Under Investigation
Discover key insights on Hong Kong's secrecy provisions and essential steps to take when facing an investigation. Protect your rights and navigate compliance effectively.
Suspect arrested in SG to face securities fraud charge in HK
This article discusses the recent SFC's collaboration with Singapore Police Force in arresting a fugitive ramp-and-dump suspect in Singapore, to face securities fraud charges in Hong Kong
How to handle SFC investigations and interviews?
This article discusses how to handle SFC investigations and interviews when an investigator knocks at your door.